PRINCIPAL FINANCIAL GROUP IN

Ticker: PFG CUSIP: 74251V102 Class: COM

ICON ADVISERS INC/CO's Holding History (CIK: 0001058470)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018

Shares 37,053 Value ($000) $1,637 Avg Close $37.23 Range $30.82 - $46.09

Q3 2018

Shares 37,053 Value ($000) $2,171 Avg Close $41.75 Range $39.13 - $45.36

Q2 2018

Shares 28,800 Value ($000) $1,525 Avg Close $43.12 Range $39.07 - $45.93

Q2 2013

Shares 9,200 Value ($000) $345 Avg Close $23.49 Range $20.88 - $25.17

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2018	37,053	$1,637	$37.23	$30.82 - $46.09
Q3 2018	37,053	$2,171	$41.75	$39.13 - $45.36
Q2 2018	28,800	$1,525	$43.12	$39.07 - $45.93
Q2 2013	9,200	$345	$23.49	$20.88 - $25.17