PRINCIPAL FINANCIAL GROUP IN

Ticker: PFG CUSIP: 74251V102 Class: COM

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 98 Value ($000) $4 Avg Close $34.89 Range $30.57 - $38.63
Q2 2020
Shares 70 Value ($000) $3 Avg Close $29.50 Range $20.74 - $40.21
Q4 2019
Shares 642 Value ($000) $35 Avg Close $43.18 Range $41.15 - $45.39
Q3 2019
Shares 1,126 Value ($000) $64 Avg Close $43.94 Range $40.43 - $47.31
Q2 2019
Shares 36,708 Value ($000) $2,126 Avg Close $42.59 Range $39.04 - $45.56
Q1 2019
Shares 206 Value ($000) $10 Avg Close $37.93 Range $32.97 - $41.01
Q4 2018
Shares 101 Value ($000) $4 Avg Close $37.23 Range $30.82 - $46.09
Q3 2018
Shares 38 Value ($000) $2 Avg Close $41.75 Range $39.13 - $45.36
Q2 2018
Shares 109 Value ($000) $6 Avg Close $43.12 Range $39.07 - $45.93
Q1 2018
Shares 176 Value ($000) $11 Avg Close $48.41 Range $42.64 - $55.46
Q1 2017
Shares 18,800 Value ($000) $1,187 Avg Close $43.60 Range $40.01 - $46.42
Q3 2016
Shares 13,800 Value ($000) $711 Avg Close $32.91 Range $27.26 - $36.60
Q4 2013
Shares 58,340 Value ($000) $2,877 Avg Close $30.85 Range $26.88 - $33.06
Q3 2013
Shares 93,440 Value ($000) $4,001 Avg Close $26.93 Range $23.68 - $28.96
Q2 2013
Shares 53,340 Value ($000) $1,998 Avg Close $23.49 Range $20.88 - $25.17
Q1 2013
Shares 53,340 Value ($000) $1,815 Avg Close $20.02 Range $18.29 - $22.15
Q4 2012
Shares 154,340 Value ($000) $4,402 Avg Close — Range —
Q3 2012
Shares 154,640 Value ($000) $4,166 Avg Close — Range —
Q2 2012
Shares 53,540 Value ($000) $1,404 Avg Close — Range —
Q1 2012
Shares 91,240 Value ($000) $2,692 Avg Close — Range —
Q4 2011
Shares 90,840 Value ($000) $2,235 Avg Close — Range —
Q3 2011
Shares 90,840 Value ($000) $2,059 Avg Close — Range —
Q2 2011
Shares 51,140 Value ($000) $1,556 Avg Close — Range —
Q1 2011
Shares 51,240 Value ($000) $1,645 Avg Close — Range —
Q4 2010
Shares 51,240 Value ($000) $1,668 Avg Close — Range —
Q1 2010
Shares 51,440 Value ($000) $1,503 Avg Close — Range —
Q4 2009
Shares 51,440 Value ($000) $1,237 Avg Close — Range —
Q3 2009
Shares 51,740 Value ($000) $1,417 Avg Close — Range —
Q2 2009
Shares 51,740 Value ($000) $975 Avg Close — Range —
Q1 2009
Shares 72,740 Value ($000) $595 Avg Close — Range —