PRINCIPAL FINANCIAL GROUP IN

Ticker: PFG CUSIP: 74251V102 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 6,545 Value ($000) $577 Avg Close $83.87 Range $77.17 - $92.10

Q3 2025

Shares 13,357 Value ($000) $1,107 Avg Close $78.65 Range $73.57 - $82.86

Q2 2025

Shares 6,970 Value ($000) $554 Avg Close $74.81 Range $66.44 - $83.99

Q1 2025

Shares 7,232 Value ($000) $610 Avg Close $80.24 Range $73.13 - $86.94

Q4 2024

Shares 6,694 Value ($000) $518 Avg Close $80.65 Range $71.74 - $87.80

Q3 2024

Shares 6,423 Value ($000) $552 Avg Close $76.60 Range $68.32 - $83.50

Q2 2024

Shares 9,817 Value ($000) $770 Avg Close $76.36 Range $71.87 - $81.40

Q1 2024

Shares 17,989 Value ($000) $1,553 Avg Close $74.77 Range $70.34 - $81.38

Q4 2023

Shares 21,392 Value ($000) $1,683 Avg Close $66.95 Range $61.01 - $74.62

Q3 2023

Shares 18,968 Value ($000) $1,367 Avg Close $71.08 Range $65.96 - $77.34

Q2 2023

Shares 18,523 Value ($000) $1,405 Avg Close $65.46 Range $59.54 - $70.14

Q1 2023

Shares 53,230 Value ($000) $3,956 Avg Close $76.24 Range $61.43 - $84.21

Q4 2022

Shares 51,808 Value ($000) $4,348 Avg Close $76.60 Range $63.98 - $85.66

Q3 2022

Shares 60,853 Value ($000) $4,390 Avg Close $63.59 Range $53.91 - $71.08

Q2 2022

Shares 64,298 Value ($000) $4,295 Avg Close $61.74 Range $54.73 - $67.59

Q1 2022

Shares 100,085 Value ($000) $7,347 Avg Close $62.90 Range $55.77 - $69.64

Q4 2021

Shares 107,969 Value ($000) $7,809 Avg Close $60.13 Range $55.15 - $64.05

Q3 2021

Shares 117,758 Value ($000) $7,583 Avg Close $54.80 Range $49.91 - $58.19

Q2 2021

Shares 173,190 Value ($000) $10,944 Avg Close $54.06 Range $50.22 - $57.29

Q1 2021

Shares 199,930 Value ($000) $11,988 Avg Close $46.72 Range $39.67 - $52.22

Q4 2020

Shares 199,776 Value ($000) $9,911 Avg Close $37.97 Range $30.95 - $44.00

Q3 2020

Shares 173,949 Value ($000) $7,005 Avg Close $34.89 Range $30.57 - $38.63

Q2 2020

Shares 160,011 Value ($000) $6,646 Avg Close $29.50 Range $20.74 - $40.21

Q1 2020

Shares 167,450 Value ($000) $5,248 Avg Close $37.70 Range $18.74 - $45.40

Q4 2019

Shares 176,212 Value ($000) $9,692 Avg Close $43.18 Range $41.15 - $45.39

Q3 2019

Shares 252,972 Value ($000) $14,455 Avg Close $43.94 Range $40.43 - $47.31

Q4 2018

Shares 210,659 Value ($000) $9,305 Avg Close $37.23 Range $30.82 - $46.09

Q3 2018

Shares 267,883 Value ($000) $15,696 Avg Close $41.75 Range $39.13 - $45.36

Q2 2018

Shares 207,802 Value ($000) $11,006 Avg Close $43.12 Range $39.07 - $45.93

Q1 2018

Shares 984,290 Value ($000) $59,954 Avg Close $48.41 Range $42.64 - $55.46

Q4 2017

Shares 823,171 Value ($000) $58,083 Avg Close $50.32 Range $46.97 - $52.86

Q3 2017

Shares 994,534 Value ($000) $63,988 Avg Close $46.64 Range $43.45 - $48.99

Q2 2017

Shares 872,979 Value ($000) $55,928 Avg Close $45.66 Range $43.33 - $47.82

Q1 2017

Shares 876,952 Value ($000) $55,345 Avg Close $43.60 Range $40.01 - $46.42

Q4 2016

Shares 781,821 Value ($000) $45,236 Avg Close $39.76 Range $36.06 - $43.73

Q3 2016

Shares 835,438 Value ($000) $43,032 Avg Close $32.91 Range $27.26 - $36.60

Q2 2016

Shares 822,176 Value ($000) $33,800 Avg Close $29.45 Range $26.69 - $31.45

Q1 2016

Shares 853,735 Value ($000) $33,681 Avg Close $26.59 Range $22.79 - $30.52

Q4 2015

Shares 712,985 Value ($000) $32,069 Avg Close $33.45 Range $30.06 - $35.70

Q3 2015

Shares 601,593 Value ($000) $28,479 Avg Close $35.23 Range $28.49 - $39.36

Q2 2015

Shares 824,494 Value ($000) $42,289 Avg Close $35.02 Range $33.55 - $36.24

Q1 2015

Shares 834,914 Value ($000) $42,888 Avg Close $33.68 Range $30.77 - $35.22

Q4 2014

Shares 596,012 Value ($000) $30,957 Avg Close $34.51 Range $30.89 - $36.24

Q3 2014

Shares 444,783 Value ($000) $23,337 Avg Close $34.61 Range $32.24 - $36.55

Q2 2014

Shares 434,861 Value ($000) $21,952 Avg Close $30.95 Range $28.14 - $33.51

Q1 2014

Shares 378,112 Value ($000) $17,389 Avg Close $29.89 Range $26.86 - $32.50

Q4 2013

Shares 370,515 Value ($000) $18,271 Avg Close $30.85 Range $26.88 - $33.06

Q3 2013

Shares 477,225 Value ($000) $20,435 Avg Close $26.93 Range $23.68 - $28.96

Q2 2013

Shares 465,175 Value ($000) $17,421 Avg Close $23.49 Range $20.88 - $25.17

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	6,545	$577	$83.87	$77.17 - $92.10
Q3 2025	13,357	$1,107	$78.65	$73.57 - $82.86
Q2 2025	6,970	$554	$74.81	$66.44 - $83.99
Q1 2025	7,232	$610	$80.24	$73.13 - $86.94
Q4 2024	6,694	$518	$80.65	$71.74 - $87.80
Q3 2024	6,423	$552	$76.60	$68.32 - $83.50
Q2 2024	9,817	$770	$76.36	$71.87 - $81.40
Q1 2024	17,989	$1,553	$74.77	$70.34 - $81.38
Q4 2023	21,392	$1,683	$66.95	$61.01 - $74.62
Q3 2023	18,968	$1,367	$71.08	$65.96 - $77.34
Q2 2023	18,523	$1,405	$65.46	$59.54 - $70.14
Q1 2023	53,230	$3,956	$76.24	$61.43 - $84.21
Q4 2022	51,808	$4,348	$76.60	$63.98 - $85.66
Q3 2022	60,853	$4,390	$63.59	$53.91 - $71.08
Q2 2022	64,298	$4,295	$61.74	$54.73 - $67.59
Q1 2022	100,085	$7,347	$62.90	$55.77 - $69.64
Q4 2021	107,969	$7,809	$60.13	$55.15 - $64.05
Q3 2021	117,758	$7,583	$54.80	$49.91 - $58.19
Q2 2021	173,190	$10,944	$54.06	$50.22 - $57.29
Q1 2021	199,930	$11,988	$46.72	$39.67 - $52.22
Q4 2020	199,776	$9,911	$37.97	$30.95 - $44.00
Q3 2020	173,949	$7,005	$34.89	$30.57 - $38.63
Q2 2020	160,011	$6,646	$29.50	$20.74 - $40.21
Q1 2020	167,450	$5,248	$37.70	$18.74 - $45.40
Q4 2019	176,212	$9,692	$43.18	$41.15 - $45.39
Q3 2019	252,972	$14,455	$43.94	$40.43 - $47.31
Q4 2018	210,659	$9,305	$37.23	$30.82 - $46.09
Q3 2018	267,883	$15,696	$41.75	$39.13 - $45.36
Q2 2018	207,802	$11,006	$43.12	$39.07 - $45.93
Q1 2018	984,290	$59,954	$48.41	$42.64 - $55.46
Q4 2017	823,171	$58,083	$50.32	$46.97 - $52.86
Q3 2017	994,534	$63,988	$46.64	$43.45 - $48.99
Q2 2017	872,979	$55,928	$45.66	$43.33 - $47.82
Q1 2017	876,952	$55,345	$43.60	$40.01 - $46.42
Q4 2016	781,821	$45,236	$39.76	$36.06 - $43.73
Q3 2016	835,438	$43,032	$32.91	$27.26 - $36.60
Q2 2016	822,176	$33,800	$29.45	$26.69 - $31.45
Q1 2016	853,735	$33,681	$26.59	$22.79 - $30.52
Q4 2015	712,985	$32,069	$33.45	$30.06 - $35.70
Q3 2015	601,593	$28,479	$35.23	$28.49 - $39.36
Q2 2015	824,494	$42,289	$35.02	$33.55 - $36.24
Q1 2015	834,914	$42,888	$33.68	$30.77 - $35.22
Q4 2014	596,012	$30,957	$34.51	$30.89 - $36.24
Q3 2014	444,783	$23,337	$34.61	$32.24 - $36.55
Q2 2014	434,861	$21,952	$30.95	$28.14 - $33.51
Q1 2014	378,112	$17,389	$29.89	$26.86 - $32.50
Q4 2013	370,515	$18,271	$30.85	$26.88 - $33.06
Q3 2013	477,225	$20,435	$26.93	$23.68 - $28.96
Q2 2013	465,175	$17,421	$23.49	$20.88 - $25.17