PRINCIPAL FINANCIAL GROUP IN

Ticker: PFG CUSIP: 74251V102 Class: COM

Pine River Capital Management L.P.'s Holding History (CIK: 0001288136)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 29,379 Value ($000) $1,159 Avg Close $26.59 Range $22.79 - $30.52
Q3 2014
Shares 164,497 Value ($000) $8,632 Avg Close $34.61 Range $32.24 - $36.55
Q2 2014
Shares 140,710 Value ($000) $7,103 Avg Close $30.95 Range $28.14 - $33.51
Q1 2014
Shares 666,705 Value ($000) $30,662 Avg Close $29.89 Range $26.86 - $32.50