PRINCIPAL FINANCIAL GROUP IN

Ticker: PFG CUSIP: 74251V102 Class: COM

Clearbridge Investments, LLC's Holding History (CIK: 0001348883)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019

Shares 526 Value ($000) $26 Avg Close $37.93 Range $32.97 - $41.01

Q4 2018

Shares 522 Value ($000) $23 Avg Close $37.23 Range $30.82 - $46.09

Q3 2018

Shares 509 Value ($000) $30 Avg Close $41.75 Range $39.13 - $45.36

Q2 2018

Shares 506 Value ($000) $27 Avg Close $43.12 Range $39.07 - $45.93

Q1 2018

Shares 503 Value ($000) $31 Avg Close $48.41 Range $42.64 - $55.46

Q4 2017

Shares 499 Value ($000) $35 Avg Close $50.32 Range $46.97 - $52.86

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2019	526	$26	$37.93	$32.97 - $41.01
Q4 2018	522	$23	$37.23	$30.82 - $46.09
Q3 2018	509	$30	$41.75	$39.13 - $45.36
Q2 2018	506	$27	$43.12	$39.07 - $45.93
Q1 2018	503	$31	$48.41	$42.64 - $55.46
Q4 2017	499	$35	$50.32	$46.97 - $52.86