PRINCIPAL FINANCIAL GROUP IN

Ticker: PFG CUSIP: 74251V102 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 521,319 Value ($000) $45,986 Avg Close $83.87 Range $77.17 - $92.10

Q3 2025

Shares 118,784 Value ($000) $9,848 Avg Close $78.65 Range $73.57 - $82.86

Q2 2025

Shares 111,990 Value ($000) $8,895 Avg Close $74.81 Range $66.44 - $83.99

Q1 2025

Shares 115,811 Value ($000) $9,771 Avg Close $80.24 Range $73.13 - $86.94

Q4 2024

Shares 106,747 Value ($000) $8,263 Avg Close $80.65 Range $71.74 - $87.80

Q3 2024

Shares 102,269 Value ($000) $8,785 Avg Close $76.60 Range $68.32 - $83.50

Q2 2024

Shares 99,778 Value ($000) $7,828 Avg Close $76.36 Range $71.87 - $81.40

Q1 2024

Shares 95,463 Value ($000) $8,239 Avg Close $74.77 Range $70.34 - $81.38

Q4 2023

Shares 118,984 Value ($000) $9,360 Avg Close $66.95 Range $61.01 - $74.62

Q3 2023

Shares 114,314 Value ($000) $8,239 Avg Close $71.08 Range $65.96 - $77.34

Q2 2023

Shares 124,260 Value ($000) $9,424 Avg Close $65.46 Range $59.54 - $70.14

Q1 2023

Shares 118,643 Value ($000) $8,818 Avg Close $76.24 Range $61.43 - $84.21

Q4 2022

Shares 100,637 Value ($000) $8,445 Avg Close $76.60 Range $63.98 - $85.66

Q3 2022

Shares 95,570 Value ($000) $6,895 Avg Close $63.59 Range $53.91 - $71.08

Q2 2022

Shares 86,554 Value ($000) $5,781 Avg Close $61.74 Range $54.73 - $67.59

Q1 2022

Shares 85,108 Value ($000) $6,248 Avg Close $62.90 Range $55.77 - $69.64

Q4 2021

Shares 93,193 Value ($000) $6,741 Avg Close $60.13 Range $55.15 - $64.05

Q3 2021

Shares 89,539 Value ($000) $5,766 Avg Close $54.80 Range $49.91 - $58.19

Q2 2021

Shares 100,437 Value ($000) $6,347 Avg Close $54.06 Range $50.22 - $57.29

Q1 2021

Shares 99,167 Value ($000) $5,946 Avg Close $46.72 Range $39.67 - $52.22

Q4 2020

Shares 107,666 Value ($000) $5,341 Avg Close $37.97 Range $30.95 - $44.00

Q3 2020

Shares 73,756 Value ($000) $2,970 Avg Close $34.89 Range $30.57 - $38.63

Q2 2020

Shares 56,851 Value ($000) $2,362 Avg Close $29.50 Range $20.74 - $40.21

Q1 2020

Shares 37,173 Value ($000) $1,165 Avg Close $37.70 Range $18.74 - $45.40

Q4 2019

Shares 50,533 Value ($000) $2,779 Avg Close $43.18 Range $41.15 - $45.39

Q3 2019

Shares 52,576 Value ($000) $3,004 Avg Close $43.94 Range $40.43 - $47.31

Q2 2019

Shares 48,015 Value ($000) $2,781 Avg Close $42.59 Range $39.04 - $45.56

Q1 2019

Shares 54,068 Value ($000) $2,714 Avg Close $37.93 Range $32.97 - $41.01

Q4 2018

Shares 36,234 Value ($000) $1,600 Avg Close $37.23 Range $30.82 - $46.09

Q3 2018

Shares 32,363 Value ($000) $1,896 Avg Close $41.75 Range $39.13 - $45.36

Q2 2018

Shares 24,126 Value ($000) $1,277 Avg Close $43.12 Range $39.07 - $45.93

Q1 2018

Shares 19,191 Value ($000) $1,169 Avg Close $48.41 Range $42.64 - $55.46

Q4 2017

Shares 19,207 Value ($000) $1,355 Avg Close $50.32 Range $46.97 - $52.86

Q3 2017

Shares 18,472 Value ($000) $1,188 Avg Close $46.64 Range $43.45 - $48.99

Q2 2017

Shares 24,755 Value ($000) $1,586 Avg Close $45.66 Range $43.33 - $47.82

Q1 2017

Shares 29,717 Value ($000) $1,875 Avg Close $43.60 Range $40.01 - $46.42

Q4 2016

Shares 21,569 Value ($000) $1,264 Avg Close $39.76 Range $36.06 - $43.73

Q3 2016

Shares 20,572 Value ($000) $1,053 Avg Close $32.91 Range $27.26 - $36.60

Q2 2016

Shares 16,745 Value ($000) $668 Avg Close $29.45 Range $26.69 - $31.45

Q1 2016

Shares 31,087 Value ($000) $1,200 Avg Close $26.59 Range $22.79 - $30.52

Q4 2015

Shares 50,554 Value ($000) $2,231 Avg Close $33.45 Range $30.06 - $35.70

Q3 2015

Shares 25,309 Value ($000) $1,242 Avg Close $35.23 Range $28.49 - $39.36

Q2 2015

Shares 27,835 Value ($000) $1,423 Avg Close $35.02 Range $33.55 - $36.24

Q1 2015

Shares 23,967 Value ($000) $1,223 Avg Close $33.68 Range $30.77 - $35.22

Q4 2014

Shares 13,769 Value ($000) $715 Avg Close $34.51 Range $30.89 - $36.24

Q3 2014

Shares 16,179 Value ($000) $824 Avg Close $34.61 Range $32.24 - $36.55

Q2 2014

Shares 16,009 Value ($000) $808 Avg Close $30.95 Range $28.14 - $33.51

Q1 2014

Shares 15,132 Value ($000) $696 Avg Close $29.89 Range $26.86 - $32.50

Q4 2013

Shares 20,421 Value ($000) $1,007 Avg Close $30.85 Range $26.88 - $33.06

Q3 2013

Shares 12,617 Value ($000) $557 Avg Close $26.93 Range $23.68 - $28.96

Q2 2013

Shares 7,892 Value ($000) $296 Avg Close $23.49 Range $20.88 - $25.17

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	521,319	$45,986	$83.87	$77.17 - $92.10
Q3 2025	118,784	$9,848	$78.65	$73.57 - $82.86
Q2 2025	111,990	$8,895	$74.81	$66.44 - $83.99
Q1 2025	115,811	$9,771	$80.24	$73.13 - $86.94
Q4 2024	106,747	$8,263	$80.65	$71.74 - $87.80
Q3 2024	102,269	$8,785	$76.60	$68.32 - $83.50
Q2 2024	99,778	$7,828	$76.36	$71.87 - $81.40
Q1 2024	95,463	$8,239	$74.77	$70.34 - $81.38
Q4 2023	118,984	$9,360	$66.95	$61.01 - $74.62
Q3 2023	114,314	$8,239	$71.08	$65.96 - $77.34
Q2 2023	124,260	$9,424	$65.46	$59.54 - $70.14
Q1 2023	118,643	$8,818	$76.24	$61.43 - $84.21
Q4 2022	100,637	$8,445	$76.60	$63.98 - $85.66
Q3 2022	95,570	$6,895	$63.59	$53.91 - $71.08
Q2 2022	86,554	$5,781	$61.74	$54.73 - $67.59
Q1 2022	85,108	$6,248	$62.90	$55.77 - $69.64
Q4 2021	93,193	$6,741	$60.13	$55.15 - $64.05
Q3 2021	89,539	$5,766	$54.80	$49.91 - $58.19
Q2 2021	100,437	$6,347	$54.06	$50.22 - $57.29
Q1 2021	99,167	$5,946	$46.72	$39.67 - $52.22
Q4 2020	107,666	$5,341	$37.97	$30.95 - $44.00
Q3 2020	73,756	$2,970	$34.89	$30.57 - $38.63
Q2 2020	56,851	$2,362	$29.50	$20.74 - $40.21
Q1 2020	37,173	$1,165	$37.70	$18.74 - $45.40
Q4 2019	50,533	$2,779	$43.18	$41.15 - $45.39
Q3 2019	52,576	$3,004	$43.94	$40.43 - $47.31
Q2 2019	48,015	$2,781	$42.59	$39.04 - $45.56
Q1 2019	54,068	$2,714	$37.93	$32.97 - $41.01
Q4 2018	36,234	$1,600	$37.23	$30.82 - $46.09
Q3 2018	32,363	$1,896	$41.75	$39.13 - $45.36
Q2 2018	24,126	$1,277	$43.12	$39.07 - $45.93
Q1 2018	19,191	$1,169	$48.41	$42.64 - $55.46
Q4 2017	19,207	$1,355	$50.32	$46.97 - $52.86
Q3 2017	18,472	$1,188	$46.64	$43.45 - $48.99
Q2 2017	24,755	$1,586	$45.66	$43.33 - $47.82
Q1 2017	29,717	$1,875	$43.60	$40.01 - $46.42
Q4 2016	21,569	$1,264	$39.76	$36.06 - $43.73
Q3 2016	20,572	$1,053	$32.91	$27.26 - $36.60
Q2 2016	16,745	$668	$29.45	$26.69 - $31.45
Q1 2016	31,087	$1,200	$26.59	$22.79 - $30.52
Q4 2015	50,554	$2,231	$33.45	$30.06 - $35.70
Q3 2015	25,309	$1,242	$35.23	$28.49 - $39.36
Q2 2015	27,835	$1,423	$35.02	$33.55 - $36.24
Q1 2015	23,967	$1,223	$33.68	$30.77 - $35.22
Q4 2014	13,769	$715	$34.51	$30.89 - $36.24
Q3 2014	16,179	$824	$34.61	$32.24 - $36.55
Q2 2014	16,009	$808	$30.95	$28.14 - $33.51
Q1 2014	15,132	$696	$29.89	$26.86 - $32.50
Q4 2013	20,421	$1,007	$30.85	$26.88 - $33.06
Q3 2013	12,617	$557	$26.93	$23.68 - $28.96
Q2 2013	7,892	$296	$23.49	$20.88 - $25.17