PRINCIPAL FINANCIAL GROUP IN

Ticker: PFG CUSIP: 74251V102 Class: COM

Apriem Advisors's Holding History (CIK: 0001425165)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 64 Value ($000) $4 Avg Close $43.60 Range $40.01 - $46.42
Q4 2016
Shares 64 Value ($000) $4 Avg Close $39.76 Range $36.06 - $43.73