PRINCIPAL FINANCIAL GROUP IN

Ticker: PFG CUSIP: 74251V102 Class: COM

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023

Shares 147 Value ($000) $11 Avg Close $71.08 Range $65.96 - $77.34

Q2 2023

Shares 118 Value ($000) $9 Avg Close $65.46 Range $59.54 - $70.14

Q1 2023

Shares 131 Value ($000) $10 Avg Close $76.24 Range $61.43 - $84.21

Q4 2022

Shares 131 Value ($000) $11 Avg Close $76.60 Range $63.98 - $85.66

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2023	147	$11	$71.08	$65.96 - $77.34
Q2 2023	118	$9	$65.46	$59.54 - $70.14
Q1 2023	131	$10	$76.24	$61.43 - $84.21
Q4 2022	131	$11	$76.60	$63.98 - $85.66