PRINCIPAL FINANCIAL GROUP IN

Ticker: PFG CUSIP: 74251V102 Class: COM

Pinkerton Retirement Specialists, LLC's Holding History (CIK: 0001536446)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 17 Value ($000) $1 Avg Close $39.76 Range $36.06 - $43.73
Q3 2016
Shares 17 Value ($000) $1 Avg Close $32.91 Range $27.26 - $36.60