PRINCIPAL FINANCIAL GROUP IN

Ticker: PFG CUSIP: 74251V102 Class: COM

Prospera Financial Services Inc's Holding History (CIK: 0001541625)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023

Shares 6,333 Value ($000) $456 Avg Close $71.08 Range $65.96 - $77.34

Q1 2022

Shares 38 Value ($000) $3 Avg Close $62.90 Range $55.77 - $69.64

Q3 2020

Shares 688 Value ($000) $28 Avg Close $34.89 Range $30.57 - $38.63

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2023	6,333	$456	$71.08	$65.96 - $77.34
Q1 2022	38	$3	$62.90	$55.77 - $69.64
Q3 2020	688	$28	$34.89	$30.57 - $38.63