PRINCIPAL FINANCIAL GROUP IN

Ticker: PFG CUSIP: 74251V102 Class: COM

Spark Investment Management LLC's Holding History (CIK: 0001554871)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015

Shares 7,100 Value ($000) $336 Avg Close $35.23 Range $28.49 - $39.36

Q2 2015

Shares 7,100 Value ($000) $364 Avg Close $35.02 Range $33.55 - $36.24

Q1 2015

Shares 26,300 Value ($000) $1,351 Avg Close $33.68 Range $30.77 - $35.22

Q4 2014

Shares 26,300 Value ($000) $1,366 Avg Close $34.51 Range $30.89 - $36.24

Q3 2014

Shares 26,300 Value ($000) $1,379 Avg Close $34.61 Range $32.24 - $36.55

Q2 2014

Shares 11,700 Value ($000) $590 Avg Close $30.95 Range $28.14 - $33.51

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2015	7,100	$336	$35.23	$28.49 - $39.36
Q2 2015	7,100	$364	$35.02	$33.55 - $36.24
Q1 2015	26,300	$1,351	$33.68	$30.77 - $35.22
Q4 2014	26,300	$1,366	$34.51	$30.89 - $36.24
Q3 2014	26,300	$1,379	$34.61	$32.24 - $36.55
Q2 2014	11,700	$590	$30.95	$28.14 - $33.51