PRINCIPAL FINANCIAL GROUP IN

Ticker: PFG CUSIP: 74251V102 Class: COM

Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P's Holding History (CIK: 0001599852)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014

Shares 310 Value ($000) $16 Avg Close $34.51 Range $30.89 - $36.24

Q2 2014

Shares 310 Value ($000) $16 Avg Close $30.95 Range $28.14 - $33.51

Q1 2014

Shares 310 Value ($000) $14 Avg Close $29.89 Range $26.86 - $32.50

Q4 2013

Shares 310 Value ($000) $15 Avg Close $30.85 Range $26.88 - $33.06

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2014	310	$16	$34.51	$30.89 - $36.24
Q2 2014	310	$16	$30.95	$28.14 - $33.51
Q1 2014	310	$14	$29.89	$26.86 - $32.50
Q4 2013	310	$15	$30.85	$26.88 - $33.06