PRINCIPAL FINANCIAL GROUP IN

Ticker: PFG CUSIP: 74251V102 Class: COM

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019

Shares 22,500 Value ($000) $1,303 Avg Close $42.59 Range $39.04 - $45.56

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2019	22,500	$1,303	$42.59	$39.04 - $45.56