PRINCIPAL EXCHANGE TRADED FD

Ticker: YLD CUSIP: 74255Y102 Class: ACTIVE HIGH YL

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
PRINCIPAL FINANCIAL GROUP INC2,993,080$56,793
PRINCIPAL SECURITIES, INC.2,872,059$54,583
ENVESTNET ASSET MANAGEMENT INC2,311,524$43,931
AMERIPRISE FINANCIAL INC1,481,231$28,151
LPL Financial LLC1,364,591$25,934
Cyndeo Wealth Partners, LLC971,848$18,470
Ameritas Investment Partners, Inc.880,646$16,737
WELLS FARGO & COMPANY/MN802,117$15,244
BALANCED WEALTH GROUP LLC712,304$13,787
RAYMOND JAMES FINANCIAL INC711,668$13,525
NICOLET ADVISORY SERVICES, LLC433,302$8,270
ROYAL BANK OF CANADA427,200$8,119
Integrated Wealth Concepts LLC419,751$7,977
JPMORGAN CHASE & CO374,215$7,112
STIFEL FINANCIAL CORP305,262$5,801
BlueStem Wealth Partners, LLC280,193$5,325
US BANCORP \DE\258,261$4,908
McAdam, LLC196,604$3,736
Envestnet Portfolio Solutions, Inc.194,512$3,697
Manske Wealth Management178,331$3,389
Cedar Point Capital Partners, LLC161,106$3,062
JANE STREET GROUP, LLC157,285$2,989
OSAIC HOLDINGS, INC.138,056$2,625
COMMONWEALTH EQUITY SERVICES, LLC113,474$2,157
ELEVATUS WELATH MANAGEMENT107,017$2,034
GOLDMAN SACHS GROUP INC104,189$1,980
NewEdge Advisors, LLC91,635$1,742
AJ Advisors, LLC74,021$1,407
NICOLET BANKSHARES INC63,107$1,199
Fifth Third Securities, Inc.61,850$1,175
Ameritas Advisory Services, LLC61,569$1,170
Capital Investment Advisory Services, LLC58,968$1,121
Private Advisor Group, LLC44,325$842
Smartleaf Asset Management LLC39,917$758
Cambridge Investment Research Advisors, Inc.38,499$1
CITADEL ADVISORS LLC38,418$730
Hobart Private Capital, LLC36,608$696
Greenline Wealth Management LLC35,437$673
Steward Partners Investment Advisory, LLC30,000$570
PFG Investments, LLC28,639$544
Atria Investments, Inc26,882$511
MML INVESTORS SERVICES, LLC26,630$506
Gallagher Fiduciary Advisors, LLC26,310$500
DAVENPORT & Co LLC24,872$473
Cerity Partners LLC19,096$363
Milestones Private Investment Advisors LLC18,665$355
KESTRA PRIVATE WEALTH SERVICES, LLC18,001$342
IFP Advisors, Inc17,587$334
VERUS CAPITAL PARTNERS, LLC16,518$314
Equitable Holdings, Inc.16,158$307
Prospera Financial Services Inc16,051$305
Advisory Services Network, LLC15,691$298
Stonebridge Financial Group, LLC / MO15,100$287
Janney Montgomery Scott LLC14,973$0
Transcendent Capital Group LLC13,419$255
Belpointe Asset Management LLC12,775$243
TRUIST FINANCIAL CORP11,624$221
CreativeOne Wealth, LLC10,043$191
Kestra Advisory Services, LLC9,206$175
Annis Gardner Whiting Capital Advisors, LLC7,103$135
Global Retirement Partners, LLC5,169$98
Farther Finance Advisors, LLC4,174$79
Cape Investment Advisory, Inc.3,037$58
FIRST COMMUNITY TRUST NA1,337$25
COMERICA BANK1,260$24
CoreCap Advisors, LLC902$17
HARBOUR INVESTMENTS, INC.329$6
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO154$3
MORGAN STANLEY101$2
FMR LLC15$0
BNP PARIBAS ARBITRAGE, SA10$0
Total (71 institutions)20,006,011$379,394