PRINCIPAL EXCHANGE TRADED FD

Ticker: YLD CUSIP: 74255Y102 Class: ACTIVE HIGH YL

UNITED CAPITAL FINANCIAL ADVISORS, LLC's Holding History (CIK: 0001463217)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 11,815 Value ($000) $484 Avg Close — Range —
Q3 2019
Shares 7,687 Value ($000) $309 Avg Close — Range —