PRINCIPAL EXCHANGE TRADED FD

Ticker: YLD CUSIP: 74255Y102 Class: ACTIVE HIGH YL

FLAGSHIP HARBOR ADVISORS, LLC's Holding History (CIK: 0001691766)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 300 Value ($000) $11 Avg Close — Range —
Q2 2020
Shares 300 Value ($000) $10 Avg Close — Range —
Q1 2020
Shares 300 Value ($000) $10 Avg Close — Range —
Q4 2019
Shares 300 Value ($000) $12 Avg Close — Range —
Q3 2019
Shares 300 Value ($000) $12 Avg Close — Range —
Q2 2019
Shares 300 Value ($000) $12 Avg Close — Range —
Q1 2019
Shares 300 Value ($000) $11 Avg Close — Range —
Q4 2018
Shares 300 Value ($000) $11 Avg Close — Range —
Q3 2018
Shares 300 Value ($000) $12 Avg Close — Range —