PRINCIPAL EXCHANGE TRADED FD

Ticker: YLD CUSIP: 74255Y102 Class: ACTIVE HIGH YL

Golden State Wealth Management, LLC's Holding History (CIK: 0001776033)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 3,945 Value ($000) $149 Avg Close — Range —
Q1 2020
Shares 3,945 Value ($000) $127 Avg Close — Range —