PRINCIPAL EXCHANGE TRADED FD

Ticker: PSET CUSIP: 74255Y201 Class: ETF

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (2)

Abacus Wealth Partners, LLC
Value ($000) $212 Shares 2,774
Kestra Advisory Services, LLC
Value ($000) $65 Shares 852

Increased Positions (6)

Capital Investment Advisory Services, LLC
Value ($000) $623 (+29.4%) Shares 8,163 (+29.1%)
Smartleaf Asset Management LLC
Value ($000) $392 (+27.1%) Shares 5,095 (+25.0%)
TWO SIGMA INVESTMENTS, LP
Value ($000) $725 (+188.6%) Shares 9,500 (+187.9%)
PRINCIPAL FINANCIAL GROUP INC
Value ($000) $392 (+18.9%) Shares 5,141 (+18.6%)
Farther Finance Advisors, LLC
Value ($000) $46 (+100.9%) Shares 599 (+100.3%)
ASSETMARK, INC
Value ($000) $111 (+27.2%) Shares 1,459 (+26.9%)

Decreased Positions (8)

PRINCIPAL SECURITIES, INC.
Value ($000) $9,329 (-66.6%) Shares 122,263 (-66.7%)
ENVESTNET ASSET MANAGEMENT INC
Value ($000) $6,907 (-72.9%) Shares 90,517 (-72.9%)
OSAIC HOLDINGS, INC.
Value ($000) $2,239 (-21.7%) Shares 29,342 (-22.5%)
LPL Financial LLC
Value ($000) $4,266 (-9.7%) Shares 55,906 (-10.0%)
COMMONWEALTH EQUITY SERVICES, LLC
Value ($000) $313 (+85669.9%) Shares 4,103 (-14.3%)
RAYMOND JAMES FINANCIAL INC
Value ($000) $546 (-3.6%) Shares 7,158 (-3.9%)
UBS Group AG
Value ($000) $24 (-46.5%) Shares 310 (-46.6%)
Global Retirement Partners, LLC
Value ($000) $38 (-16.2%) Shares 501 (-16.5%)

Exited Positions (1)

GOLDMAN SACHS GROUP INC
Value ($000) $569 Shares 7,477