PRINCIPAL EXCHANGE TRADED FD

Ticker: PY CUSIP: 74255Y300 Class: PRNCPL VLU ETF

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (4)

Cape Investment Advisory, Inc.
Value ($000) $43 Shares 830
Kestra Advisory Services, LLC
Value ($000) $555 Shares 10,633
SageView Advisory Group, LLC
Value ($000) $5 Shares 95
WELLS FARGO & COMPANY/MN
Value ($000) $1 Shares 10

Increased Positions (7)

PRINCIPAL SECURITIES, INC.
Value ($000) $60,419 (+23.3%) Shares 1,157,632 (+24.0%)
ENVESTNET ASSET MANAGEMENT INC
Value ($000) $52,651 (+26.8%) Shares 1,008,811 (+27.5%)
Smartleaf Asset Management LLC
Value ($000) $1,093 (+2.8%) Shares 20,794 (+2.3%)
LPL Financial LLC
Value ($000) $1,381 (+2.8%) Shares 26,455 (+3.4%)
MORGAN STANLEY
Value ($000) $1 (+898.7%) Shares 14 (+1300.0%)
Cambridge Investment Research Advisors, Inc.
Value ($000) $1 (+3.8%) Shares 16,571 (+4.4%)
FMR LLC
Value ($000) $0 (+7.0%) Shares 29 (+7.4%)

Decreased Positions (3)

PRINCIPAL FINANCIAL GROUP INC
Value ($000) $40,368 (-44.1%) Shares 773,759 (-43.8%)
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Value ($000) $5,140 (+0.5%) Shares 96,891 (-1.1%)
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
Value ($000) $7 (-4.7%) Shares 128 (-4.5%)

Exited Positions (4)

Wealthspire Retirement, LLC
Value ($000) $341 Shares 6,498
TWO SIGMA INVESTMENTS, LP
Value ($000) $1,197 Shares 22,800
CITADEL ADVISORS LLC
Value ($000) $803 Shares 15,297
SUSQUEHANNA INTERNATIONAL GROUP, LLP
Value ($000) $261 Shares 4,980