PRINCIPAL EXCHANGE TRADED FD

Ticker: PSC CUSIP: 74255Y607 Class: PRIN U S SMALL

Note: Option positions (PUT/CALL) are excluded.

New Positions (17)

Increased Positions (40)

RFG - Bristol Wealth Advisors, LLC
Value ($000) $7,397 (+9.8%) Shares 128,134 (+8.4%)
Hudson Capital Management LLC
Value ($000) $10,558 (+3.5%) Shares 182,891 (+2.1%)
PRINCIPAL SECURITIES, INC.
Value ($000) $133,900 (+5.9%) Shares 2,319,425 (+4.5%)
Turning Point Benefit Group, Inc.
Value ($000) $1,857 (+30.5%) Shares 32,173 (+28.2%)
PRINCIPAL FINANCIAL GROUP INC
Value ($000) $676,557 (+103.3%) Shares 11,734,663 (+100.6%)
Wealth Advisors of Tampa Bay, LLC
Value ($000) $4,363 (+4.1%) Shares 75,577 (+2.7%)
WealthCare Investment Partners, LLC
Value ($000) $986 (+64.9%) Shares 16,994 (+61.1%)
Integrity Financial Corp /WA
Value ($000) $1,883 (+3.6%) Shares 32,626 (+2.3%)
Global Retirement Partners, LLC
Value ($000) $1,230 (+2157087.8%) Shares 21,299 (+2129800.0%)
Greenwich Wealth Management LLC
Value ($000) $2 (+68.2%) Shares 43,169 (+66.0%)
AMERIPRISE FINANCIAL INC
Value ($000) $104,261 (+38.3%) Shares 1,806,063 (+36.4%)
RAYMOND JAMES FINANCIAL INC
Value ($000) $54,300 (+70.0%) Shares 940,584 (+67.8%)
Capital Investment Advisory Services, LLC
Value ($000) $1,348 (+20.8%) Shares 23,353 (+19.2%)
LPL Financial LLC
Value ($000) $46,785 (+60.1%) Shares 810,402 (+58.0%)
WELLS FARGO & COMPANY/MN
Value ($000) $59,504 (+40.9%) Shares 1,030,728 (+39.0%)
Smartleaf Asset Management LLC
Value ($000) $1,094 (+27.3%) Shares 18,768 (+24.7%)
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
Value ($000) $13,683 (+52.6%) Shares 237,011 (+50.6%)
ENVESTNET ASSET MANAGEMENT INC
Value ($000) $132,036 (+5.9%) Shares 2,287,125 (+4.5%)
OSAIC HOLDINGS, INC.
Value ($000) $7,243 (+20.3%) Shares 125,427 (+16.8%)
SUSQUEHANNA INTERNATIONAL GROUP, LLP
Value ($000) $5,071 (+84.1%) Shares 87,836 (+81.7%)