PRINCIPAL EXCHANGE TRADED FD

Ticker: LCAP CUSIP: 74255Y680 Class: CAP APPRECIATION

PRINCIPAL SECURITIES, INC.'s Holding History (CIK: 0000012600)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 2,939,281 Value ($000) $86,826 Avg Close — Range —
Q3 2025
Shares 803,223 Value ($000) $23,299 Avg Close — Range —
Q2 2025
Shares 401,778 Value ($000) $10,782 Avg Close — Range —