PRINCIPAL EXCHANGE TRADED FD

Ticker: LCAP CUSIP: 74255Y680 Class: CAP APPRECIATION

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
PRINCIPAL FINANCIAL GROUP INC3,098,287$91,523
PRINCIPAL SECURITIES, INC.2,939,281$86,826
ENVESTNET ASSET MANAGEMENT INC2,930,545$86,568
Simplicity Wealth,LLC15,794$467
JANE STREET GROUP, LLC12,645$374
CoreCap Advisors, LLC1,733$51
MORGAN STANLEY656$19
JPMORGAN CHASE & CO119$4
Total (8 institutions)8,999,060$265,832