PRINCIPAL EXCHANGE TRADED FD

Ticker: PIEQ CUSIP: 74255Y698 Class: INTL EQUITY ETF

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (10)

Next Level Private LLC
Value ($000) $816 Shares 24,765
Cape Investment Advisory, Inc.
Value ($000) $87 Shares 2,627
Private Advisor Group, LLC
Value ($000) $867 Shares 26,316
JANE STREET GROUP, LLC
Value ($000) $3,296 Shares 100,000
COMMONWEALTH EQUITY SERVICES, LLC
Value ($000) $277 Shares 8,411
MORGAN STANLEY
Value ($000) $25 Shares 770
Kestra Advisory Services, LLC
Value ($000) $20 Shares 615
ASSETMARK, INC
Value ($000) $4 Shares 136
WELLS FARGO & COMPANY/MN
Value ($000) $2 Shares 58
UBS Group AG
Value ($000) $0 Shares 9

Increased Positions (5)

PRINCIPAL SECURITIES, INC.
Value ($000) $122,760 (+23.7%) Shares 3,724,528 (+18.8%)
PRINCIPAL FINANCIAL GROUP INC
Value ($000) $1,034,146 (+38.5%) Shares 31,482,097 (+33.1%)
Capital Investment Advisory Services, LLC
Value ($000) $2,651 (+29.1%) Shares 80,432 (+23.9%)
Smartleaf Asset Management LLC
Value ($000) $1,800 (+28.6%) Shares 54,495 (+22.5%)
ENVESTNET ASSET MANAGEMENT INC
Value ($000) $111,701 (+23.1%) Shares 3,388,991 (+18.2%)

Exited Positions (3)

FLOW TRADERS U.S. LLC
Value ($000) $1 Shares 26,400
CITADEL ADVISORS LLC
Value ($000) $1,271 Shares 40,161
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
Value ($000) $1 Shares 44