PRINCIPAL EXCHANGE TRADED FD

Ticker: PREF CUSIP: 74255Y888 Class: Preferred Stock

HARBOUR INVESTMENTS, INC.'s Holding History (CIK: 0000810121)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 3,080 Value ($000) $64 Avg Close — Range —
Q2 2021
Shares 2,775 Value ($000) $58 Avg Close — Range —
Q1 2021
Shares 2,674 Value ($000) $55 Avg Close — Range —