PRINCIPAL EXCHANGE TRADED FD

Ticker: PREF CUSIP: 74255Y888 Class: Preferred Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
BANK OF AMERICA CORP /DE/11,245,070$214,443
UBS Group AG7,181,546$136,952
MORGAN STANLEY6,865,997$130,935
WELLS FARGO & COMPANY/MN3,952,097$75,366
ROYAL BANK OF CANADA3,313,098$63,181
LPL Financial LLC3,030,604$57,794
IFC Advisors LLC2,682,109$51,148
RAYMOND JAMES FINANCIAL INC1,891,256$36,066
AMERIPRISE FINANCIAL INC1,775,975$33,865
Permanens Capital L.P.1,715,767$32,720
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC1,188,051$22,692
PRINCIPAL SECURITIES, INC.927,395$17,685
ENVESTNET ASSET MANAGEMENT INC809,086$15,429
Bensler, LLC707,404$13,490
BENJAMIN EDWARDS INC691,936$13,195
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC615,452$11,736
Mariner, LLC553,600$10,557
Berger Financial Group, Inc455,416$8,685
ROGCO, LP387,187$7,384
Tyche Wealth Partners LLC384,025$7,323
NewEdge Advisors, LLC348,879$6,653
L2 Asset Management, LLC315,644$6,019
PSI Advisors, LLC291,119$5,728
COMMONWEALTH EQUITY SERVICES, LLC268,683$5,124
PRINCIPAL FINANCIAL GROUP INC266,255$5,077
Focus Partners Wealth260,375$4,965
Baird Financial Group, Inc.248,905$4,747
GSB Wealth Management, LLC208,749$3,981
Private Advisor Group, LLC204,334$3,897
Wright Fund Management, LLC192,000$3,661
Rockefeller Capital Management L.P.162,835$3,105
Miller Global Investments, LLC157,891$3,011
Creative Planning143,726$2,741
Meadow Creek Wealth Advisors LLC139,176$2,654
FOCUSED ALPHA, LLC138,592$2,643
MainStreet Investment Advisors LLC135,650$2,587
MASSMUTUAL TRUST CO FSB/ADV134,715$2,569
Fiduciary Alliance LLC134,118$2,558
INSIGNEO ADVISORY SERVICES, LLC134,031$2,556
Legacy Bridge, LLC125,605$2,395
AXS Investments LLC123,103$2,348
J.W. COLE ADVISORS, INC.117,090$2,233
Sanctuary Advisors, LLC109,376$2,086
COMERICA BANK108,546$2,070
&PARTNERS103,787$1,979
INVESTMENT PARTNERS, LTD.99,541$1,898
Willis Johnson & Associates, Inc.99,339$1,894
OSAIC HOLDINGS, INC.90,359$1,723
DEARBORN PARTNERS LLC87,611$1,671
Bank of New York Mellon Corp86,948$1,658
STIFEL FINANCIAL CORP84,662$1,615
IBEX WEALTH ADVISORS82,440$1,572
Kestra Advisory Services, LLC80,592$1,537
Gilliland Jeter Wealth Management LLC78,202$1,491
Lifeworks Advisors, LLC70,777$1,350
FourThought Financial Partners, LLC67,288$1,283
Capital Investment Advisory Services, LLC66,090$1,260
TRUIST FINANCIAL CORP65,242$1,244
Cerity Partners LLC65,238$1,244
First Citizens Financial Corp60,814$1,160
MML INVESTORS SERVICES, LLC59,073$1,127
FLYNN ZITO CAPITAL MANAGEMENT, LLC53,776$1,026
FLAGSTAR ADVISORS INC52,439$1,000
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC50,027$954
Essex Financial Services, Inc.47,378$903
Smartleaf Asset Management LLC47,286$901
Mirae Asset Global Investments Co., Ltd.44,742$853
Pinnacle Financial Partners, Inc.40,379$770
JANE STREET GROUP, LLC39,402$751
U.S. Capital Wealth Advisors, LLC38,733$739
SCHNIEDERS CAPITAL MANAGEMENT, LLC.36,650$699
Mechanics Financial Corp35,449$676
Prospera Financial Services Inc33,060$630
Activest Wealth Management32,473$619
Heritage Wealth Management, Inc.31,710$605
BTG Pactual Asset Management US LLC31,478$597
Coastal Bridge Advisors, LLC30,517$582
Argent Trust Co30,123$574
Waverly Advisors, LLC29,867$570
UMB Bank, n.a.26,764$510
Diversified Trust Co25,333$483
Resurgent Financial Advisors LLC24,319$464
Cordatus Wealth Management LLC23,260$444
Cambridge Investment Research Advisors, Inc.23,037$0
MBL Wealth, LLC22,500$429
Whipplewood Advisors, LLC20,087$383
CITADEL ADVISORS LLC19,869$379
STEPHENS INC /AR/19,536$373
XML Financial, LLC19,278$368
Platform Technology Partners19,000$362
Advisory Services Network, LLC18,888$360
W.G. Shaheen & Associates DBA Whitney & Co16,500$315
VestGen Advisors, LLC15,032$287
AXXCESS WEALTH MANAGEMENT, LLC13,610$260
EVERETT HARRIS & CO /CA/13,000$248
Jacobi Capital Management LLC12,931$247
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors12,626$241
SOUTH PLAINS FINANCIAL, INC.12,414$237
Bank of Jackson Hole Trust11,861$226
Main Street Financial Solutions, LLC11,737$224
32 other institutions96,512$1,615
Total (132 institutions)57,374,054$1,093,664