PRINCIPAL EXCHANGE TRADED FD

Ticker: PREF CUSIP: 74255Y888 Class: Preferred Stock

Mariner, LLC's Holding History (CIK: 0001373442)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 553,600 Value ($000) $10,557 Avg Close — Range —
Q3 2025
Shares 514,999 Value ($000) $9,857 Avg Close — Range —
Q2 2025
Shares 504,757 Value ($000) $9,575 Avg Close — Range —
Q1 2025
Shares 383,019 Value ($000) $7,162 Avg Close — Range —
Q4 2024
Shares 355,460 Value ($000) $6,615 Avg Close — Range —
Q3 2024
Shares 335,023 Value ($000) $6,302 Avg Close — Range —
Q2 2024
Shares 226,648 Value ($000) $4,130 Avg Close — Range —
Q1 2024
Shares 213,748 Value ($000) $3,880 Avg Close — Range —
Q4 2023
Shares 192,646 Value ($000) $3,373 Avg Close — Range —
Q3 2023
Shares 174,268 Value ($000) $2,938 Avg Close — Range —
Q2 2023
Shares 163,380 Value ($000) $2,770 Avg Close — Range —
Q1 2023
Shares 166,555 Value ($000) $3 Avg Close — Range —
Q4 2022
Shares 153,102 Value ($000) $3 Avg Close — Range —
Q3 2021
Shares 11,088 Value ($000) $230 Avg Close — Range —