PRINCIPAL EXCHANGE TRADED FD

Ticker: PREF CUSIP: 74255Y888 Class: Preferred Stock

Prospera Financial Services Inc's Holding History (CIK: 0001541625)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 33,060 Value ($000) $630 Avg Close — Range —
Q1 2022
Shares 1,450 Value ($000) $28 Avg Close — Range —