PRINCIPAL EXCHANGE TRADED FD

Ticker: PREF CUSIP: 74255Y888 Class: Preferred Stock

Patriot Financial Group Insurance Agency, LLC's Holding History (CIK: 0001694883)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 131 Value ($000) $13 Avg Close — Range —
Q3 2019
Shares 131 Value ($000) $13 Avg Close — Range —
Q2 2019
Shares 131 Value ($000) $13 Avg Close — Range —
Q1 2019
Shares 131 Value ($000) $12 Avg Close — Range —
Q4 2018
Shares 131 Value ($000) $12 Avg Close — Range —
Q3 2018
Shares 100 Value ($000) $10 Avg Close — Range —
Q2 2018
Shares 5,131 Value ($000) $488 Avg Close — Range —
Q1 2018
Shares 5,031 Value ($000) $488 Avg Close — Range —
Q4 2017
Shares 5,000 Value ($000) $502 Avg Close — Range —