PRINCIPAL EXCHANGE TRADED FD

Ticker: PREF CUSIP: 74255Y888 Class: Preferred Stock

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 162,835 Value ($000) $3,105 Avg Close Range
Q3 2025
Shares 119,039 Value ($000) $2,278 Avg Close Range
Q2 2025
Shares 117,383 Value ($000) $2,227 Avg Close Range
Q1 2025
Shares 110,943 Value ($000) $2,075 Avg Close Range
Q4 2024
Shares 95,423 Value ($000) $1,776 Avg Close Range
Q3 2024
Shares 93,979 Value ($000) $1,768 Avg Close Range
Q2 2024
Shares 90,834 Value ($000) $1,655 Avg Close Range
Q1 2024
Shares 89,791 Value ($000) $1,630 Avg Close Range
Q4 2023
Shares 98,351 Value ($000) $1,722 Avg Close Range
Q3 2023
Shares 95,338 Value ($000) $1,607 Avg Close Range
Q2 2023
Shares 92,091 Value ($000) $1,561 Avg Close Range
Q4 2022
Shares 6,623 Value ($000) $0 Avg Close Range
Q3 2022
Shares 6,120 Value ($000) $102 Avg Close Range
Q2 2022
Shares 6,099 Value ($000) $105 Avg Close Range
Q1 2022
Shares 6,079 Value ($000) $115 Avg Close Range
Q4 2021
Shares 6,101 Value ($000) $123 Avg Close Range
Q3 2021
Shares 6,046 Value ($000) $125 Avg Close Range
Q2 2021
Shares 922 Value ($000) $19 Avg Close Range
Q1 2021
Shares 919 Value ($000) $18 Avg Close Range
Q4 2020
Shares 916 Value ($000) $18 Avg Close Range
Q3 2020
Shares 790 Value ($000) $15 Avg Close Range
Q2 2020
Shares 88 Value ($000) $9 Avg Close Range
Q1 2020
Shares 35 Value ($000) $3 Avg Close Range