PRINCIPAL EXCHANGE TRADED FD

Ticker: PREF CUSIP: 74255Y888 Class: Preferred Stock

Trek Financial, LLC's Holding History (CIK: 0001768195)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 10,765 Value ($000) $223 Avg Close — Range —
Q3 2020
Shares 11,534 Value ($000) $232 Avg Close — Range —
Q2 2020
Shares 2,243 Value ($000) $218 Avg Close — Range —