PRINCIPAL EXCHANGE TRADED FD

Ticker: PREF CUSIP: 74255Y888 Class: Preferred Stock

Golden State Wealth Management, LLC's Holding History (CIK: 0001776033)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 2,665 Value ($000) $54 Avg Close — Range —
Q1 2020
Shares 533 Value ($000) $47 Avg Close — Range —