PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

DUPONT CAPITAL MANAGEMENT CORP's Holding History (CIK: 0001128251)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014

Shares 184,300 Value ($000) $1,825 Avg Close $2.59 Range $2.48 - $2.69

Q2 2014

Shares 405,890 Value ($000) $4,313 Avg Close $2.48 Range $2.18 - $2.60

Q1 2014

Shares 175,500 Value ($000) $1,895 Avg Close $2.55 Range $2.47 - $2.63

Q4 2013

Shares 425,859 Value ($000) $4,778 Avg Close $2.52 Range $2.40 - $2.59

Q3 2013

Shares 639,831 Value ($000) $7,153 Avg Close $2.42 Range $2.27 - $2.55

Q2 2013

Shares 663,742 Value ($000) $7,168 Avg Close $2.26 Range $2.14 - $2.34

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2014	184,300	$1,825	$2.59	$2.48 - $2.69
Q2 2014	405,890	$4,313	$2.48	$2.18 - $2.60
Q1 2014	175,500	$1,895	$2.55	$2.47 - $2.63
Q4 2013	425,859	$4,778	$2.52	$2.40 - $2.59
Q3 2013	639,831	$7,153	$2.42	$2.27 - $2.55
Q2 2013	663,742	$7,168	$2.26	$2.14 - $2.34