PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAD4 Class: CNVRTBND

ROYAL BANK OF CANADA's Holding History (CIK: 0001000275)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 5,857,000 Value ($000) $5,842 Avg Close — Range —
Q1 2016
Shares 5,804,000 Value ($000) $5,845 Avg Close — Range —
Q4 2015
Shares 5,804,000 Value ($000) $5,845 Avg Close — Range —
Q3 2015
Shares 5,806,000 Value ($000) $5,911 Avg Close — Range —
Q2 2015
Shares 5,322,000 Value ($000) $5,426 Avg Close — Range —
Q1 2015
Shares 5,191,000 Value ($000) $5,350 Avg Close — Range —
Q4 2014
Shares 191,000 Value ($000) $192 Avg Close — Range —
Q3 2014
Shares 191,000 Value ($000) $197 Avg Close — Range —
Q2 2014
Shares 191,000 Value ($000) $199 Avg Close — Range —
Q1 2014
Shares 5,191,000 Value ($000) $5,460 Avg Close — Range —
Q4 2013
Shares 4,154,000 Value ($000) $4,351 Avg Close — Range —
Q3 2013
Shares 4,004,000 Value ($000) $4,147 Avg Close — Range —
Q2 2013
Shares 5,226,000 Value ($000) $5,582 Avg Close — Range —