PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAK8 Class: MTNF 5.375%10/1

ROYAL BANK OF CANADA's Holding History (CIK: 0001000275)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 74,000 Value ($000) $74 Avg Close — Range —
Q2 2017
Shares 74,000 Value ($000) $74 Avg Close — Range —
Q1 2017
Shares 74,000 Value ($000) $75 Avg Close — Range —
Q4 2016
Shares 74,000 Value ($000) $77 Avg Close — Range —
Q3 2016
Shares 50,000 Value ($000) $51 Avg Close — Range —
Q2 2016
Shares 55,000 Value ($000) $56 Avg Close — Range —
Q1 2016
Shares 10,000 Value ($000) $10 Avg Close — Range —
Q4 2015
Shares 10,000 Value ($000) $10 Avg Close — Range —
Q3 2015
Shares 10,000 Value ($000) $10 Avg Close — Range —
Q2 2015
Shares 83,000 Value ($000) $84 Avg Close — Range —
Q1 2015
Shares 10,000 Value ($000) $10 Avg Close — Range —
Q4 2014
Shares 10,000 Value ($000) $10 Avg Close — Range —