PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAL6 Class: NOTE 5.750% 3/1

ROYAL BANK OF CANADA's Holding History (CIK: 0001000275)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 235,000 Value ($000) $235 Avg Close — Range —
Q3 2017
Shares 225,000 Value ($000) $227 Avg Close — Range —
Q2 2017
Shares 240,000 Value ($000) $247 Avg Close — Range —
Q1 2017
Shares 240,000 Value ($000) $245 Avg Close — Range —
Q4 2016
Shares 200,000 Value ($000) $204 Avg Close — Range —
Q3 2016
Shares 200,000 Value ($000) $206 Avg Close — Range —
Q2 2016
Shares 190,000 Value ($000) $194 Avg Close — Range —
Q1 2016
Shares 190,000 Value ($000) $185 Avg Close — Range —
Q4 2015
Shares 543,000 Value ($000) $520 Avg Close — Range —
Q3 2015
Shares 5,160,000 Value ($000) $5,044 Avg Close — Range —
Q2 2015
Shares 4,735,000 Value ($000) $4,768 Avg Close — Range —
Q1 2015
Shares 4,510,000 Value ($000) $4,629 Avg Close — Range —
Q4 2014
Shares 7,510,000 Value ($000) $7,660 Avg Close — Range —
Q3 2014
Shares 7,510,000 Value ($000) $7,760 Avg Close — Range —
Q2 2014
Shares 8,500,000 Value ($000) $9,038 Avg Close — Range —
Q1 2014
Shares 11,500,000 Value ($000) $12,190 Avg Close — Range —
Q4 2013
Shares 11,500,000 Value ($000) $12,118 Avg Close — Range —
Q3 2013
Shares 11,500,000 Value ($000) $11,723 Avg Close — Range —