PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAL6 Class: NOTE 5.750% 3/1

IFP Advisors, Inc's Holding History (CIK: 0001641866)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 28,000 Value ($000) $28 Avg Close — Range —
Q2 2017
Shares 28,000 Value ($000) $29 Avg Close — Range —
Q1 2017
Shares 28,000 Value ($000) $29 Avg Close — Range —
Q4 2016
Shares 28,000 Value ($000) $29 Avg Close — Range —
Q3 2016
Shares 28,000 Value ($000) $29 Avg Close — Range —
Q2 2016
Shares 28,000 Value ($000) $28 Avg Close — Range —
Q4 2015
Shares 28,000 Value ($000) $27 Avg Close — Range —