PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAM4 Class: GLOBAL

ROYAL BANK OF CANADA's Holding History (CIK: 0001000275)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 563,000 Value ($000) $563 Avg Close — Range —
Q3 2018
Shares 294,000 Value ($000) $295 Avg Close — Range —
Q2 2018
Shares 354,000 Value ($000) $354 Avg Close — Range —
Q1 2018
Shares 354,000 Value ($000) $361 Avg Close — Range —
Q4 2017
Shares 354,000 Value ($000) $355 Avg Close — Range —
Q3 2017
Shares 354,000 Value ($000) $366 Avg Close — Range —
Q2 2017
Shares 264,000 Value ($000) $273 Avg Close — Range —
Q1 2017
Shares 271,000 Value ($000) $279 Avg Close — Range —
Q4 2016
Shares 299,000 Value ($000) $310 Avg Close — Range —
Q3 2016
Shares 236,000 Value ($000) $242 Avg Close — Range —
Q2 2016
Shares 126,000 Value ($000) $127 Avg Close — Range —
Q1 2016
Shares 70,000 Value ($000) $66 Avg Close — Range —
Q4 2015
Shares 1,647,000 Value ($000) $1,617 Avg Close — Range —
Q3 2015
Shares 2,819,000 Value ($000) $2,735 Avg Close — Range —
Q2 2015
Shares 4,819,000 Value ($000) $4,832 Avg Close — Range —
Q1 2015
Shares 4,883,000 Value ($000) $4,970 Avg Close — Range —
Q4 2014
Shares 8,112,000 Value ($000) $8,113 Avg Close — Range —
Q3 2014
Shares 10,112,000 Value ($000) $10,680 Avg Close — Range —
Q2 2014
Shares 11,112,000 Value ($000) $11,668 Avg Close — Range —
Q1 2014
Shares 11,112,000 Value ($000) $11,681 Avg Close — Range —