PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

ROYAL BANK OF CANADA's Holding History (CIK: 0001000275)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 746,000 Value ($000) $746 Avg Close — Range —
Q4 2019
Shares 746,000 Value ($000) $756 Avg Close — Range —
Q3 2019
Shares 754,000 Value ($000) $762 Avg Close — Range —
Q2 2019
Shares 533,000 Value ($000) $542 Avg Close — Range —
Q1 2019
Shares 646,000 Value ($000) $649 Avg Close — Range —
Q4 2018
Shares 676,000 Value ($000) $669 Avg Close — Range —
Q3 2018
Shares 755,000 Value ($000) $772 Avg Close — Range —
Q2 2018
Shares 561,000 Value ($000) $562 Avg Close — Range —
Q1 2018
Shares 596,000 Value ($000) $599 Avg Close — Range —
Q4 2017
Shares 546,000 Value ($000) $549 Avg Close — Range —
Q3 2017
Shares 586,000 Value ($000) $595 Avg Close — Range —
Q2 2017
Shares 531,000 Value ($000) $532 Avg Close — Range —
Q1 2017
Shares 486,000 Value ($000) $480 Avg Close — Range —
Q4 2016
Shares 221,000 Value ($000) $216 Avg Close — Range —
Q3 2016
Shares 251,000 Value ($000) $248 Avg Close — Range —
Q2 2016
Shares 161,000 Value ($000) $152 Avg Close — Range —
Q1 2016
Shares 161,000 Value ($000) $142 Avg Close — Range —
Q4 2015
Shares 4,401,000 Value ($000) $3,961 Avg Close — Range —
Q3 2015
Shares 6,401,000 Value ($000) $5,793 Avg Close — Range —
Q2 2015
Shares 8,451,000 Value ($000) $8,019 Avg Close — Range —