PRUDENTIAL PLC

Ticker: PUK CUSIP: 74435K204 Class: ADR

FOUNDERS FINANCIAL SECURITIES LLC's Holding History (CIK: 0001342396)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 16,340 Value ($000) $650 Avg Close — Range —
Q3 2016
Shares 16,573 Value ($000) $592 Avg Close — Range —
Q2 2016
Shares 20,689 Value ($000) $704 Avg Close — Range —