PRUDENTIAL PLC

Ticker: PUK CUSIP: 74435K204 Class: ADR

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MORGAN STANLEY4,866,383$151,442
BANK OF AMERICA CORP /DE/4,232,441$131,714
FMR LLC3,716,833$115,668
GOLDMAN SACHS GROUP INC2,804,922$87,289
DIMENSIONAL FUND ADVISORS LP2,585,685$80,499
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP2,104,675$65,497
CAUSEWAY CAPITAL MANAGEMENT LLC1,508,912$46,957
NORTHERN TRUST CORP1,454,617$45,268
BlackRock, Inc.1,255,845$39,082
Connor, Clark & Lunn Investment Management Ltd.791,416$24,629
AMERICAN CENTURY COMPANIES INC472,287$14,698
ENVESTNET ASSET MANAGEMENT INC459,083$14,287
Quantinno Capital Management LP438,968$13,661
SEI INVESTMENTS CO278,570$8,669
Solel Partners LP266,592$8,296
ROYAL BANK OF CANADA260,733$8,114
Pathstone Holdings, LLC250,598$7,799
WELLS FARGO & COMPANY/MN242,051$7,533
ABC ARBITRAGE SA236,431$7,358
JPMORGAN CHASE & CO234,418$7,295
Creative Planning233,255$7,259
CHARLES SCHWAB INVESTMENT MANAGEMENT INC210,637$6,555
UBS Group AG177,598$5,527
RAYMOND JAMES FINANCIAL INC170,695$5,312
NATIXIS ADVISORS, L.P.162,253$5
CITADEL ADVISORS LLC146,412$4,556
AMG National Trust Bank136,722$4,255
QRG CAPITAL MANAGEMENT, INC.130,295$4,055
XTX Topco Ltd113,205$3,523
O'SHAUGHNESSY ASSET MANAGEMENT, LLC105,576$3,286
Crossmark Global Holdings, Inc.102,973$3,205
AMERIPRISE FINANCIAL INC96,507$3,003
Madison Asset Management, LLC94,884$2,953
DEUTSCHE BANK AG\92,083$2,866
Bank of New York Mellon Corp90,783$2,825
PICTON MAHONEY ASSET MANAGEMENT90,000$1,386
OPPENHEIMER ASSET MANAGEMENT INC.85,738$2,668
Mariner, LLC83,283$2,592
Vestmark Advisory Solutions, Inc.83,095$2,586
LPL Financial LLC78,331$2,438
AQR CAPITAL MANAGEMENT LLC77,819$2,422
Gradient Investments LLC73,914$2,300
Y-Intercept (Hong Kong) Ltd72,114$2,244
Nuveen, LLC65,061$2,025
DAVENPORT & Co LLC62,367$1,941
Vanguard Personalized Indexing Management, LLC55,972$1,742
Ethic Inc.54,684$1,702
QUADRANT CAPITAL GROUP LLC53,069$1,652
Callan Family Office, LLC52,365$1,630
MERCER GLOBAL ADVISORS INC /ADV51,521$1,603
CITIGROUP INC47,798$1,487
Brinker Capital Investments, LLC47,356$1,474
Russell Investments Group, Ltd.46,494$1,447
Optiver Holding B.V.45,886$1,428
TWO SIGMA ADVISERS, LP44,800$1,394
Mondrian Investment Partners LTD44,394$1,382
Manske Wealth Management43,004$1,338
Brooklyn Investment Group39,912$1,249
MML INVESTORS SERVICES, LLC39,883$1,241
Atria Investments, Inc38,383$1,194
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC38,004$1,232
RITHOLTZ WEALTH MANAGEMENT34,343$1,069
US BANCORP \DE\31,256$973
EVERGREEN CAPITAL MANAGEMENT LLC30,025$934
RHUMBLINE ADVISERS29,863$929
BANK OF MONTREAL /CAN/29,833$928
HANTZ FINANCIAL SERVICES, INC.29,191$1
SIGNATUREFD, LLC28,770$895
NewEdge Wealth, LLC28,524$888
GC Wealth Management RIA, LLC28,300$881
GeoWealth Management, LLC28,104$875
Stratos Wealth Partners, LTD.28,089$874
Cerity Partners LLC28,065$873
Legacy Wealth Asset Management, LLC27,273$849
Wealth Alliance26,732$832
BNP PARIBAS ARBITRAGE, SA26,697$831
PARK AVENUE SECURITIES LLC26,289$1
FIRST TRUST ADVISORS LP25,842$804
EARNEST PARTNERS LLC25,831$804
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO25,242$786
PNC Financial Services Group, Inc.24,888$775
Focus Partners Wealth23,935$745
Compound Planning, Inc.23,748$739
FLOW TRADERS U.S. LLC22,754$1
Vise Technologies, Inc.22,745$708
SYON CAPITAL LLC22,384$697
Cetera Investment Advisers22,301$694
Sterling Capital Management LLC22,293$694
Atlatl Advisers LLC21,715$676
Gallacher Capital Management LLC20,179$628
Ballentine Partners, LLC20,004$623
Laird Norton Wetherby Trust Company, LLC18,835$586
Concurrent Investment Advisors, LLC18,830$586
NewEdge Advisors, LLC18,799$585
Caprock Group, LLC18,685$581
Merit Financial Group, LLC18,668$581
Savant Capital, LLC18,250$568
Vident Advisory, LLC18,162$565
UNITED CAPITAL FINANCIAL ADVISORS, LLC17,885$557
HighTower Advisors, LLC17,795$554
149 other institutions673,359$19,837
Total (249 institutions)33,665,068$1,037,737