PRUDENTIAL PLC

Ticker: PUK CUSIP: 74435K204 Class: ADR

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 451 Value ($000) $21 Avg Close — Range —
Q2 2014
Shares 289 Value ($000) $13,259 Avg Close — Range —