PRUDENTIAL PLC

Ticker: PUK CUSIP: 74435K204 Class: ADR

ROCKY MOUNTAIN ADVISERS, LLC's Holding History (CIK: 0001512779)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 27 Value ($000) $1 Avg Close — Range —
Q4 2015
Shares 27 Value ($000) $1 Avg Close — Range —
Q3 2015
Shares 27 Value ($000) $1 Avg Close — Range —
Q2 2015
Shares 27 Value ($000) $1 Avg Close — Range —
Q1 2015
Shares 27 Value ($000) $1 Avg Close — Range —
Q4 2014
Shares 27 Value ($000) $1 Avg Close — Range —
Q3 2014
Shares 527 Value ($000) $23 Avg Close — Range —
Q2 2014
Shares 500 Value ($000) $23 Avg Close — Range —
Q1 2014
Shares 500 Value ($000) $21 Avg Close — Range —
Q4 2013
Shares 500 Value ($000) $23 Avg Close — Range —