PUMA BIOTECHNOLOGY INC

Ticker: PBYI CUSIP: 74587V107 Class: Common Stock

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021

Shares 105,103 Value ($000) $322 Avg Close $4.34 Range $2.78 - $7.11

Q4 2020

Shares 40,000 Value ($000) $414 Avg Close $10.13 Range $7.48 - $13.16

Q3 2020

Shares 40,000 Value ($000) $404 Avg Close $10.18 Range $9.04 - $12.90

Q4 2019

Shares 35,224 Value ($000) $308 Avg Close $8.28 Range $6.26 - $11.10

Q2 2015

Shares 17,883 Value ($000) $2,059 Avg Close $181.09 Range $112.32 - $244.90

Q2 2014

Shares 5,000 Value ($000) $333 Avg Close $71.11 Range $53.63 - $118.22

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2021	105,103	$322	$4.34	$2.78 - $7.11
Q4 2020	40,000	$414	$10.13	$7.48 - $13.16
Q3 2020	40,000	$404	$10.18	$9.04 - $12.90
Q4 2019	35,224	$308	$8.28	$6.26 - $11.10
Q2 2015	17,883	$2,059	$181.09	$112.32 - $244.90
Q2 2014	5,000	$333	$71.11	$53.63 - $118.22