PUMA BIOTECHNOLOGY INC

Ticker: PBYI CUSIP: 74587V107 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
ACORN CAPITAL ADVISORS, LLC4,131,299$24,581
VANGUARD GROUP INC3,797,748$22,597
BlackRock, Inc.3,642,588$21,673
RENAISSANCE TECHNOLOGIES LLC2,123,813$12,637
ACADIAN ASSET MANAGEMENT LLC2,024,823$12
AMERICAN CENTURY COMPANIES INC1,650,137$9,818
DIMENSIONAL FUND ADVISORS LP1,339,603$7,971
O'SHAUGHNESSY ASSET MANAGEMENT, LLC1,120,329$6,666
GEODE CAPITAL MANAGEMENT, LLC994,345$5,917
STATE STREET CORP877,077$5,219
Connor, Clark & Lunn Investment Management Ltd.875,301$5,208
KENNEDY CAPITAL MANAGEMENT LLC868,315$5,166
GOLDMAN SACHS GROUP INC793,962$4,724
BRIDGEWAY CAPITAL MANAGEMENT, LLC773,485$4,602
RITHOLTZ WEALTH MANAGEMENT694,001$4,129
AQR CAPITAL MANAGEMENT LLC666,605$3,966
NORTHERN TRUST CORP616,197$3,666
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP547,853$3,260
GLOBEFLEX CAPITAL L P452,606$2,693
SEI INVESTMENTS CO429,925$2,558
LSV ASSET MANAGEMENT404,802$2
D. E. Shaw & Co., Inc.378,296$2,251
Bank of New York Mellon Corp351,881$2,094
MORGAN STANLEY326,774$1,944
PRUDENTIAL FINANCIAL INC286,509$1,705
Russell Investments Group, Ltd.251,653$1,497
FEDERATED HERMES, INC.237,857$1,415
PANAGORA ASSET MANAGEMENT INC194,887$1,160
Empowered Funds, LLC186,185$1,108
Prospera Financial Services Inc185,496$1,104
FRANKLIN RESOURCES INC182,706$1,087
FMR LLC163,870$975
CITADEL ADVISORS LLC162,670$968
TWO SIGMA INVESTMENTS, LP162,351$966
MACKENZIE FINANCIAL CORP160,973$966
LOS ANGELES CAPITAL MANAGEMENT LLC148,132$809
STATE OF WISCONSIN INVESTMENT BOARD133,774$796
UBS Group AG127,312$758
CHARLES SCHWAB INVESTMENT MANAGEMENT INC125,372$746
FIRST TRUST ADVISORS LP122,800$731
Qube Research & Technologies Ltd111,520$664
Invesco Ltd.108,301$644
Round Rock Advisors, LLC105,042$570
STRS OHIO99,400$591
WINTON GROUP Ltd97,159$578
EVERGREEN CAPITAL MANAGEMENT LLC96,000$571
Haven Private, LLC92,083$548
OpenArc Corporate Advisory, LLC89,361$532
BARCLAYS PLC81,434$485
Nuveen, LLC79,101$471
CANADA PENSION PLAN INVESTMENT BOARD75,200$447
TWO SIGMA ADVISERS, LP71,100$423
NOMURA ASSET MANAGEMENT INTERNATIONAL INC.61,255$364
LAZARD ASSET MANAGEMENT LLC59,575$354
Cambridge Investment Research Advisors, Inc.59,317$0
Verdad Advisers, LP55,542$330
RHUMBLINE ADVISERS53,895$321
State of Wyoming53,155$316
BANK OF AMERICA CORP /DE/52,385$312
D'Orazio & Associates, Inc.49,807$296
WELLS FARGO & COMPANY/MN48,281$287
Man Group plc47,324$282
Virtus ETF Advisers LLC47,172$281
Metis Global Partners, LLC42,586$253
LPL Financial LLC40,442$241
Vise Technologies, Inc.40,298$240
Universal- Beteiligungs- und Servicegesellschaft mbH39,308$234
JANE STREET GROUP, LLC36,362$216
Baron Wealth Management LLC35,392$211
EntryPoint Capital, LLC35,389$211
PRELUDE CAPITAL MANAGEMENT, LLC32,148$191
Stokes Family Office, LLC28,091$167
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM27,335$163
Kathmere Capital Management, LLC27,131$161
PRICE T ROWE ASSOCIATES INC /MD/25,936$0
MetLife Investment Management, LLC24,412$145
C2C Wealth Management, LLC23,020$137
Brandywine Global Investment Management, LLC21,800$130
JPMORGAN CHASE & CO21,108$126
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.20,159$120
Heron Bay Capital Management20,056$119
One Wealth Advisors, LLC19,389$115
INTECH INVESTMENT MANAGEMENT LLC18,900$112
Engineers Gate Manager LP18,786$112
MILLENNIUM MANAGEMENT LLC16,614$99
AXQ CAPITAL, LP16,592$99
Caprock Group, LLC16,448$98
Headlands Technologies LLC15,976$95
Police & Firemen's Retirement System of New Jersey15,719$94
ALLIANCEBERNSTEIN L.P.13,800$82
MANUFACTURERS LIFE INSURANCE COMPANY, THE13,427$80
CAUSEWAY CAPITAL MANAGEMENT LLC13,310$79
CWM, LLC12,813$0
PERKINS CAPITAL MANAGEMENT INC12,500$74
OSAIC HOLDINGS, INC.12,169$72
Cerity Partners LLC12,072$72
PFG Investments, LLC12,000$71
ROYCE & ASSOCIATES LP11,914$71
IEQ CAPITAL, LLC11,495$68
Abel Hall, LLC10,793$64
50 other institutions121,514$645
Total (150 institutions)35,344,925$195,081