PUMA BIOTECHNOLOGY INC

Ticker: PBYI CUSIP: 74587V107 Class: Common Stock

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 52,980 Value ($000) $2,429 Avg Close $48.21 Range $40.45 - $60.95
Q2 2018
Shares 48,989 Value ($000) $2,897 Avg Close $57.95 Range $47.00 - $68.90
Q1 2018
Shares 41,484 Value ($000) $2,823 Avg Close $74.88 Range $56.15 - $101.50
Q4 2017
Shares 36,125 Value ($000) $3,571 Avg Close $111.90 Range $92.36 - $136.90
Q3 2017
Shares 42,449 Value ($000) $5,083 Avg Close $93.01 Range $71.14 - $120.85
Q2 2017
Shares 45,950 Value ($000) $4,016 Avg Close $55.94 Range $28.35 - $92.00
Q1 2017
Shares 57,981 Value ($000) $2,156 Avg Close $36.49 Range $28.95 - $45.44
Q4 2016
Shares 57,731 Value ($000) $1,772 Avg Close $43.24 Range $29.85 - $68.05
Q3 2016
Shares 51,947 Value ($000) $3,483 Avg Close $50.56 Range $28.14 - $73.27
Q2 2016
Shares 11,555 Value ($000) $344 Avg Close $31.26 Range $19.74 - $39.67
Q1 2016
Shares 68,932 Value ($000) $2,025 Avg Close $45.19 Range $25.20 - $77.99
Q4 2015
Shares 53,715 Value ($000) $4,211 Avg Close $78.49 Range $56.11 - $94.93
Q3 2015
Shares 40,187 Value ($000) $3,028 Avg Close $94.57 Range $70.39 - $119.36
Q2 2015
Shares 92,225 Value ($000) $10,767 Avg Close $181.09 Range $112.32 - $244.90
Q1 2015
Shares 47,970 Value ($000) $11,326 Avg Close $213.77 Range $183.50 - $252.92
Q4 2014
Shares 46,973 Value ($000) $8,891 Avg Close $221.87 Range $181.60 - $255.43
Q3 2014
Shares 33,625 Value ($000) $8,022 Avg Close $205.34 Range $57.25 - $279.37
Q2 2014
Shares 67,921 Value ($000) $4,483 Avg Close $71.11 Range $53.63 - $118.22
Q1 2014
Shares 59,860 Value ($000) $6,234 Avg Close $117.54 Range $97.31 - $143.65
Q4 2013
Shares 46,844 Value ($000) $4,850 Avg Close $58.69 Range $33.70 - $112.46