CUSIP: 753422AF1 Class: Convertible Debt
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| KIM, LLC | 10,000,000 | $9,475 |
| BALYASNY ASSET MANAGEMENT L.P. | 20,000,000 | $18,977 |
| Walleye Capital LLC | 5,000,000 | $4,738 |
| WELLS FARGO & COMPANY/MN | 512,000 | $486 |
| Jefferies Financial Group Inc. | 150,000 | $141 |
| BANK OF MONTREAL /CAN/ | 95,000 | $90 |
| CSS LLC/IL | 30,000 | $29 |
| MACQUARIE GROUP LTD | 70,000 | $66 |
| BARCLAYS PLC | 25,000 | $24 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Lynrock Lake LP | 5,250,000 | 132,022,000 | +126,772,000 (+2414.7%) |
| WATER ISLAND CAPITAL LLC | 2,500,000 | 5,501,530 | +3,001,530 (+120.1%) |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 41,511,000 | 52,500,000 | +10,989,000 (+26.5%) |
| SOROS FUND MANAGEMENT LLC | 72,250,000 | 77,500,000 | +5,250,000 (+7.3%) |
| CAPSTONE INVESTMENT ADVISORS, LLC | 33,990,000 | 38,990,000 | +5,000,000 (+14.7%) |
| BlackRock, Inc. | 5,730,000 | 7,530,000 | +1,800,000 (+31.4%) |
| LAZARD ASSET MANAGEMENT LLC | 3,730,000 | 33,635,000 | +29,905,000 (+801.7%) |
| MORGAN STANLEY | 8,244,000 | 8,374,000 | +130,000 (+1.6%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Opti Capital Management, LP | 50,750,000 | 48,250,000 | -2,500,000 (-4.9%) |
| ADVENT CAPITAL MANAGEMENT /DE/ | 5,038,000 | 4,426,000 | -612,000 (-12.1%) |
| WELLINGTON MANAGEMENT GROUP LLP | 515,000 | 485,000 | -30,000 (-5.8%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Ewing Morris & Co. Investment Partners Ltd. | 6,302,000 | $5,930 |
| LINDEN ADVISORS LP | 156,062,000 | $146,884 |
| K2 PRINCIPAL FUND, L.P. | 10,000 | $9,409 |
| READYSTATE ASSET MANAGEMENT LP | 5,415,000 | $5,080 |
| Calamos Advisors LLC | 9,500,000 | $8,938 |
| MILLENNIUM MANAGEMENT LLC | 26,067,000 | $24,552 |
| AQR Arbitrage LLC | 95,000 | $89 |
| PRICE T ROWE ASSOCIATES INC /MD/ | 400,000 | $0 |