CUSIP: 758075AF2 Class: NOTE 7.750% 6/1
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Fort Baker Capital Management LP | 8,801,000 | $8,887 |
| Aequim Alternative Investments LP | 4,250,000 | $4,239 |
| BlackRock, Inc. | 3,700,000 | $3,682 |
| Advisory Services Network, LLC | 76,000 | $76 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Context Capital Management, LLC | 12,851 | 18,211,000 | +18,198,149 (+141608.8%) |
| OAKTREE CAPITAL MANAGEMENT LP | 5,583,000 | 7,456,000 | +1,873,000 (+33.5%) |
| Nuveen, LLC | 13,000,000 | 18,000,000 | +5,000,000 (+38.5%) |
| Centiva Capital, LP | 11,705 | 16,516 | +4,811 (+41.1%) |
| SCHRODER INVESTMENT MANAGEMENT GROUP | 4,238,000 | 5,800,000 | +1,562,000 (+36.9%) |
| JPMORGAN CHASE & CO | 1,355,000 | 2,680,000 | +1,325,000 (+97.8%) |
| RAYMOND JAMES FINANCIAL INC | 310,000 | 475,000 | +165,000 (+53.2%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| WATERFALL ASSET MANAGEMENT, LLC | 26,563,000 | 8,743,000 | -17,820,000 (-67.1%) |
| MARINER INVESTMENT GROUP LLC | 3,300,000 | 1,800,000 | -1,500,000 (-45.5%) |
| VICTORY CAPITAL MANAGEMENT INC | 24,685,100 | 32,458 | -24,652,642 (-99.9%) |
| ROYAL BANK OF CANADA | 5,332,000 | 154,000 | -5,178,000 (-97.1%) |
| LORD, ABBETT & CO. LLC | 9,000,000 | 3,963,000 | -5,037,000 (-56.0%) |
| STIFEL FINANCIAL CORP | 2,087,045 | 176,115 | -1,910,930 (-91.6%) |
| Russell Investments Group, Ltd. | 4,451,000 | 3,296,000 | -1,155,000 (-25.9%) |
| AVIVA PLC | 1,890,000 | 1,590,000 | -300,000 (-15.9%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| WATER ISLAND CAPITAL LLC | 1,000,000 | $1,023 |
| GABELLI FUNDS LLC | 2,750,000 | $2,764 |
| GAMCO INVESTORS, INC. ET AL | 300,000 | $302 |
| Jefferies Financial Group Inc. | 200,000 | $202 |
| LaSalle St. Investment Advisors, LLC | 40,000 | $0 |