CUSIP: 759916AD1 Class: NOTE 1.000%12/1
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Nicholas Investment Partners, LP | 7,050,000 | $7,702 |
| Lombard Odier Asset Management (Europe) Ltd | 6,202,000 | $6,819 |
| Opti Capital Management, LP | 2,181,000 | $2,399 |
| GROUPAMA ASSET MANAGMENT | 900,000 | $997 |
| ODDO BHF ASSET MANAGEMENT SAS | 290 | $319 |
| TFC Financial Management, Inc. | 32,000 | $35 |
| RAYMOND JAMES FINANCIAL INC | 17,000 | $19 |
| BARCLAYS PLC | 13,000 | $14 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| DeepCurrents Investment Group LLC | 3,574,000 | 41,529,000 | +37,955,000 (+1062.0%) |
| Aequim Alternative Investments LP | 70,000,000 | 81,350,000 | +11,350,000 (+16.2%) |
| Wellesley Asset Management | 23,838,000 | 24,122,000 | +284,000 (+1.2%) |
| SHENKMAN CAPITAL MANAGEMENT INC | 9,469,000 | 10,114,000 | +645,000 (+6.8%) |
| Calamos Advisors LLC | 412,000 | 14,942,000 | +14,530,000 (+3526.7%) |
| SSI INVESTMENT MANAGEMENT LLC | 4,757,000 | 5,212,000 | +455,000 (+9.6%) |
| OAKTREE CAPITAL MANAGEMENT LP | 8,822,000 | 9,830,000 | +1,008,000 (+11.4%) |
| Calamos Wealth Management LLC | 64,000 | 298,000 | +234,000 (+365.6%) |
| BlackRock, Inc. | 5,946,000 | 19,656,000 | +13,710,000 (+230.6%) |
| FRANKLIN RESOURCES INC | 52,372,000 | 53,186,000 | +814,000 (+1.6%) |
| AGF MANAGEMENT LTD | 1,575,000 | 1,825,000 | +250,000 (+15.9%) |
| BNP Paribas Investment Partners S.A. | 2,500,000 | 3,300,000 | +800,000 (+32.0%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| ADVENT CAPITAL MANAGEMENT /DE/ | 28,133,000 | 24,431,000 | -3,702,000 (-13.2%) |
| LINDEN ADVISORS LP | 13,655,000 | 2,653,000 | -11,002,000 (-80.6%) |
| DNCA FINANCE | 800,000 | 550,000 | -250,000 (-31.3%) |
| Voya Investment Management LLC | 83,620,000 | 81,620,000 | -2,000,000 (-2.4%) |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 2,600,000 | 600,000 | -2,000,000 (-76.9%) |
| NEW YORK STATE COMMON RETIREMENT FUND | 3,852,000 | 1,731,000 | -2,121,000 (-55.1%) |
| CITIGROUP INC | 6,416,000 | 2,367,000 | -4,049,000 (-63.1%) |
| BNP PARIBAS ARBITRAGE, SA | 14,446,000 | 12,000,000 | -2,446,000 (-16.9%) |
| JPMORGAN CHASE & CO | 8,042,000 | 4,620,000 | -3,422,000 (-42.6%) |
| MORGAN STANLEY | 2,092,000 | 262,000 | -1,830,000 (-87.5%) |
| WELLINGTON MANAGEMENT GROUP LLP | 5,418,000 | 4,158,000 | -1,260,000 (-23.3%) |
| GOLDMAN SACHS GROUP INC | 2,765,000 | 1,479,000 | -1,286,000 (-46.5%) |
| WELLS FARGO & COMPANY/MN | 484,000 | 18,000 | -466,000 (-96.3%) |
| Man Group plc | 1,940,000 | 1,690,000 | -250,000 (-12.9%) |
| Jefferies Financial Group Inc. | 914,000 | 800,000 | -114,000 (-12.5%) |
| BANK OF AMERICA CORP /DE/ | 1,320,000 | 1,156,000 | -164,000 (-12.4%) |
| DEUTSCHE BANK AG\ | 761,000 | 643,000 | -118,000 (-15.5%) |
| PALISADE CAPITAL MANAGEMENT, LP | 500,000 | 485,000 | -15,000 (-3.0%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| RWC Asset Management LLP | 877,000 | $884 |
| CITADEL ADVISORS LLC | 11,925,000 | $12,024 |
| Nuveen, LLC | 3,964,000 | $3,976 |
| ABN AMRO INVESTMENT SOLUTIONS | 150,000 | $151 |
| LAZARD ASSET MANAGEMENT LLC | 12,308,000 | $124 |