Ticker: IPO CUSIP: 759937204 Class: ETF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| STIFEL FINANCIAL CORP | 6,198 | $283 |
| WELLS FARGO & COMPANY/MN | 96 | $4 |
| SageView Advisory Group, LLC | 42 | $2 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 17 | $1 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| ROYAL BANK OF CANADA | 7,082 | 79,277 | +72,195 (+1019.4%) |
| GOLDMAN SACHS GROUP INC | 118,357 | 137,196 | +18,839 (+15.9%) |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 11,756 | 13,703 | +1,947 (+16.6%) |
| HighTower Advisors, LLC | 6,718 | 7,225 | +507 (+7.5%) |
| Wealthfront Advisers LLC | 5,560 | 6,006 | +446 (+8.0%) |
| Parallel Advisors, LLC | 2 | 252 | +250 (+12500.0%) |
| Jefferies Financial Group Inc. | 7,300 | 7,532 | +232 (+3.2%) |
| Winthrop Capital Management, LLC | 690 | 1,500 | +810 (+117.4%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| SFI Advisors, LLC | 60,816 | 54,098 | -6,718 (-11.0%) |
| Key Client Fiduciary Advisors, LLC | 5,452 | 4,924 | -528 (-9.7%) |
| NTV Asset Management LLC | 21,071 | 20,070 | -1,001 (-4.8%) |
| LPL Financial LLC | 160,339 | 120,359 | -39,980 (-24.9%) |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 45,787 | 11,312 | -34,475 (-75.3%) |
| Cetera Investment Advisers | 68,244 | 66,037 | -2,207 (-3.2%) |
| OSAIC HOLDINGS, INC. | 14,038 | 12,436 | -1,602 (-11.4%) |
| OneDigital Investment Advisors LLC | 5,664 | 4,634 | -1,030 (-18.2%) |
| MORGAN STANLEY | 3,038 | 1,754 | -1,284 (-42.3%) |
| RAYMOND JAMES FINANCIAL INC | 9,849 | 8,872 | -977 (-9.9%) |
| StoneX Group Inc. | 6,583 | 6,169 | -414 (-6.3%) |
| MAI Capital Management | 425 | 100 | -325 (-76.5%) |
| UBS Group AG | 18,144 | 17,891 | -253 (-1.4%) |
| FMR LLC | 449 | 440 | -9 (-2.0%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Fulcrum Equity Management | 16,342 | $810 |
| GERBER, LLC | 4,071 | $202 |
| BURKE & HERBERT BANK & TRUST CO | 6,105 | $303 |
| Lansing Street Advisors | 5,280 | $262 |
| Geneos Wealth Management Inc. | 37,503 | $1,859 |
| Tower Research Capital LLC (TRC) | 22,127 | $1,097 |
| CERTUITY, LLC | 4,892 | $242 |
| TWO SIGMA INVESTMENTS, LP | 71,700 | $3,553 |
| B. Riley Wealth Advisors, Inc. | 4,853 | $241 |
| Steward Partners Investment Advisory, LLC | 9,852 | $488 |
| CITADEL ADVISORS LLC | 33,758 | $1,673 |
| JANE STREET GROUP, LLC | 21,978 | $1,089 |
| PRIVATE TRUST CO NA | 911 | $45 |
| MML INVESTORS SERVICES, LLC | 5,465 | $271 |
| JPMORGAN CHASE & CO | 8,554 | $424 |
| Advisory Services Network, LLC | 2,048 | $101 |
| Belvedere Trading LLC | 4,100 | $203 |
| North Star Investment Management Corp. | 450 | $22 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 475 | $24 |
| Farther Finance Advisors, LLC | 300 | $15 |