CUSIP: 76680RAH0 Class: Convertible Debt
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Lombard Odier Asset Management (Europe) Ltd | 362,000 | $358 |
| OAKTREE CAPITAL MANAGEMENT LP | 984,000 | $975 |
| CITIGROUP INC | 615,000 | $608 |
| Russell Investments Group, Ltd. | 328,000 | $325 |
| CSS LLC/IL | 33,000 | $33 |
| NewEdge Advisors, LLC | 62,000 | $61 |
| Jefferies Financial Group Inc. | 12,000 | $12 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Radcliffe Capital Management, L.P. | 68,006,000 | 81,222,000 | +13,216,000 (+19.4%) |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 7,210,000 | 7,630,000 | +420,000 (+5.8%) |
| BlackRock, Inc. | 5,971,000 | 7,771,000 | +1,800,000 (+30.1%) |
| STATE STREET CORP | 12,662,000 | 13,662,000 | +1,000,000 (+7.9%) |
| WELLS FARGO & COMPANY/MN | 2,699,000 | 3,375,000 | +676,000 (+25.0%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| TORONTO DOMINION BANK | 5,000,000 | 3,000,000 | -2,000,000 (-40.0%) |
| BANK OF AMERICA CORP /DE/ | 3,159,000 | 67,000 | -3,092,000 (-97.9%) |
| JPMORGAN CHASE & CO | 13,608,000 | 11,733,000 | -1,875,000 (-13.8%) |
| LORD, ABBETT & CO. LLC | 22,751,000 | 22,374,000 | -377,000 (-1.7%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| ALKEON CAPITAL MANAGEMENT LLC | 10,000,000 | $9,745 |
| BNP PARIBAS ARBITRAGE, SA | 326,000 | $318 |
| BRIGHTON JONES LLC | 40,000 | $39 |